Renormalizing small ball events for branching random walk

RESUMO

Consider a branching random walk (BRW) of depth $n$ with standard Gaussian increments, conditioned on all endpoints lying in an interval of radius $r$ (which may depend on $n$), i.e. a small ball event. We prove that this conditioning results in exponential decay of correlations between the endpoints, with correlation length $O(r)$. Our proof is based on the renormalization group, which in this context captures the effect of the endpoint conditioning on earlier steps in the walk. This effect can be separated into so-called relevant and irrelevant parts, and in our setting the relevant part makes the conditioned BRW behave like a branching Ornstein-Uhlenbeck walk for the first $n-O(r)$ steps, leading to the correlation decay. The irrelevant part shrinks in a nontrivial manner, and the simplest argument to bound it uniformly only yields correlation length $O(r^2)$. To achieve the optimal $O(r)$ bound, we establish that the irrelevant part shrinks horizontally in space before decaying uniformly. The BRW is a prototypical example of a log-correlated Gaussian field, and it forms the basis of many hierarchical field theories in the mathematical formulation of quantum field theory. As such, we present our results in a general form which is applicable to other hierarchical field theories with confining potentials, of which the small ball conditioned BRW is an example. We apply our general result to two other models: first, the sinh-Gordon model which has a strictly convex potential, so at the level of covariances the model behaves like one with a quadratic potential, i.e. the model has a positive mass. Second, we consider generalizations of the $\phi^4$ model with any power $\alpha \geq 2$; as $\alpha$ increases from $2$ to $\infty$, these power potentials naturally interpolate between the massive (quadratic) potential and the infinite square well potential of the small ball event.