Linear Algebra Foundations of Efficient Attention: A Phase Reversal in Rank Collapse Under SVD Compression

RESUMO

Linear algebra provides the framework of concepts (matrix rank, singular value decomposition (SVD), and eigendecomposition) that modern artificial intelligence employs to encode, compress, and propagate information through neural networks. This paper unifies fourteen separate peer-reviewed works analyzing the usage of these techniques in the context of transformer-based foundation model research, focusing on three areas of the topic: derivations and properties of self-attention matrices' output rank, compression methods that purposefully utilize this phenomenon, and the low-rank key-value (KV) cache projection and its semiseparable-matrix duality to linear attention and state-space structured models. We were motivated to conduct this work after observing an open problem in this literature: the interplay of the mentioned compression methods with natural rank collapse of the network. With this paper, we report an original finding that using SVD compression of attention projections actually has the opposite effect on the rank collapse of the network: while it strongly suppresses it at initialization, it accelerates on pretrained models (for GPT-2 124M, GPT-2 Medium 355M, and Pythia-160M) with minimal risk of object aliasing artifacts appearing (verified on all compression ratios) and is consistent across four rank estimation methods. A controlled causal decomposition of the effect in both settings showed that the reason for this behavior can be explained by the choice of the subspace SVD makes when compressing the matrix better than the reduction of the operator norm it achieves, explaining roughly 76% of the effect at initialization and 83% on the pretrained weights, providing a refinement to the calibration-aware compression viewpoint and an explanation of why it outperformed naive SVD truncation.